Chun Ying Lai
賴進英
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Ying Lai (賴進英), a licensed former licensee with CE reference AAA011. This person has 9.6 years of SFC licence history. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Apricot Capital (Hong Kong) Limited 金杏資本(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-11-03 | 2012-11-09 |
| K. L. Securities Company 淦聯證券投資公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-11-01 |
| K. L. Securities Company 淦聯證券投資公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-11-01 |
| K. L. Securities Company 淦聯證券投資公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-11-01 |
| K. L. Securities Company 淦聯證券投資公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-11-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chun Ying Lai during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.