Chun Ying Lai
賴進英
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Ying Lai (賴進英), a licensed former licensee with CE reference AAA011. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Apricot Capital (Hong Kong) Limited 金杏資本(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-11-03 | 2012-11-09 |
| K. L. Securities Company 淦聯證券投資公司 |
Rep | Type 1 — Dealing in securities | present | 2003-11-01 |
| K. L. Securities Company 淦聯證券投資公司 |
Rep | Type 4 — Advising on securities | present | 2003-11-01 |
| K. L. Securities Company 淦聯證券投資公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-11-01 |
| K. L. Securities Company 淦聯證券投資公司 |
Rep | Type 9 — Asset management | present | 2003-11-01 |