Hau Yan Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hau Yan Lee (李巧欣), a licensed Representative with CE reference BXV802. Currently licensed at 2 firm(s): Carlyon Securities Limited, Carlyon Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 0.2 years of SFC licence history. Total licence records on file: 2.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Carlyon Securities Limited 格理昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2026-05-27 | present |
| Carlyon Asset Management Limited 格理昂資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2026-05-27 | present |
Worked alongside
The 13 closest colleagues, strongest tie first — individuals licensed at the same firm as Hau Yan Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Dennis Kwok Fung Chan | Carlyon Asset Management Limited | 2026–present |
| Chi Ho Stanley Chin | Carlyon Asset Management Limited | 2026–present |
| Wai Sum Li | Carlyon Asset Management Limited | 2026–present |
| Chun Ho Wong | Carlyon Asset Management Limited | 2026–present |
| Jerry Chun Chan | Carlyon Asset Management Limited | 2026–present |
| Weijian An | Carlyon Asset Management Limited | 2026–present |
| Cheuk Him Li | Carlyon Asset Management Limited | 2026–present |
| Xiaoping Xie | Carlyon Asset Management Limited | 2026–present |
| Adrian Yeung | Carlyon Asset Management Limited | 2026–present |
| Ching Hei Shum | Carlyon Securities Limited | 2026–present |
| Chi Ming Chan | Carlyon Asset Management Limited | 2026–present |
| Koon Tat Kevin Tse | Carlyon Asset Management Limited | 2026–present |
| Yu Ho Chan | Carlyon Securities Limited | 2026–present |