Aaron Rochkes Nordvik
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Aaron Rochkes Nordvik, a licensed former licensee with CE reference BUQ598. This person has 0.1 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2026-05-22 | 2026-05-30 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2026-01-13 | 2026-01-17 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2025-05-26 | 2025-05-31 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2025-02-17 | 2025-02-22 |
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2024-02-22 | 2024-03-02 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2024-02-22 | 2024-03-02 |