Shiyao Ju
琚世尧
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shiyao Ju (琚世尧), a licensed former licensee with CE reference BUK776. This person has 2.6 years of SFC licence history. Total licence records on file: 3.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-01-11 | 2026-08-15 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2024-01-11 | 2026-08-15 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2024-01-11 | 2026-08-15 |