Cong Nie
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cong Nie (聶聰), a licensed Responsible Officer with CE reference BUG161. Currently licensed at 1 firm(s): Rongtong Global Investment Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 2.6 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Rongtong Global Investment Limited 融通國際資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2024-02-02 | present |
| Rongtong Global Investment Limited 融通國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2024-02-02 | present |
| Rongtong Global Investment Limited 融通國際資產管理有限公司 |
RO | Type 9 - Asset management | 2024-02-02 | present |
| Rongtong Global Investment Limited 融通國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2024-01-11 | 2024-02-02 |
| Rongtong Global Investment Limited 融通國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2024-01-11 | 2024-02-02 |
| Rongtong Global Investment Limited 融通國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2024-01-11 | 2024-02-02 |
Worked alongside
The 12 closest colleagues, strongest tie first — individuals licensed at the same firm as Cong Nie during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Rui Dai | Rongtong Global Investment Limited | 2024–present |
| Tao Jiang | Rongtong Global Investment Limited | 2024–present |
| Lei Huang | Rongtong Global Investment Limited | 2024–present |
| Xiaole Qiu | Rongtong Global Investment Limited | 2024–present |
| Linman Wu | Rongtong Global Investment Limited | 2024–present |
| Yingnan Zhang | Rongtong Global Investment Limited | 2024–present |
| Zhixie Zhuang | Rongtong Global Investment Limited | 2024–present |
| Pu Liu | Rongtong Global Investment Limited | 2024–present |
| Ying Chen | Rongtong Global Investment Limited | 2024–2025 |
| Yang Du | Rongtong Global Investment Limited | 2025–present |
| Jing Zhao | Rongtong Global Investment Limited | 2025–2026 |
| Hoi Andy Lin | Rongtong Global Investment Limited | 2024 |