Xiao Luo
羅晓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiao Luo (羅晓), a licensed Representative with CE reference BTQ849. Currently licensed at 1 firm(s): Wanhai Securities (HK) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 3.3 years of SFC licence history. Total licence records on file: 4.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wanhai Securities (HK) Limited 萬海證券（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2024-07-18 | present |
| Wanhai Securities (HK) Limited 萬海證券（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2024-07-18 | present |
| Fortune Origin Securities Limited 富中證券有限公司 |
Rep | Type 1 - Dealing in securities | 2023-04-12 | 2024-06-28 |
| Fortune Origin Securities Limited 富中證券有限公司 |
Rep | Type 4 - Advising on securities | 2023-04-12 | 2024-06-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiao Luo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.