Wai San Sam Ng
吳韋燊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai San Sam Ng (吳韋燊), a licensed former licensee with CE reference BTO679. This person has 3.4 years of SFC licence history. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 1 - Dealing in securities | 2026-01-26 | 2026-09-13 |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 4 - Advising on securities | 2026-01-26 | 2026-09-13 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 1 - Dealing in securities | 2023-03-21 | 2025-12-31 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 4 - Advising on securities | 2023-03-21 | 2025-12-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai San Sam Ng during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.