Lin Chao
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lin Chao (晁琳), a licensed Responsible Officer with CE reference BTE510. Currently licensed at 2 firm(s): Golden Continent Securities Co., Limited, Golden Continent Asset Management Co., Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 2.6 years of SFC licence history. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Golden Continent Securities Co., Limited 金洲證券有限公司 |
RO | Type 4 - Advising on securities | 2024-05-27 | present |
| Golden Continent Asset Management Co., Limited 金洲資產管理有限公司 |
RO | Type 9 - Asset management | 2024-05-27 | present |
| Golden Continent Securities Co., Limited 金洲證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-04-02 | present |
| Golden Continent Securities Co., Limited 金洲證券有限公司 |
Rep | Type 4 - Advising on securities | 2024-04-02 | 2024-05-27 |
| Golden Continent Asset Management Co., Limited 金洲資產管理有限公司 |
Rep | Type 9 - Asset management | 2024-04-02 | 2024-05-27 |
Worked alongside
The 16 closest colleagues, strongest tie first — individuals licensed at the same firm as Lin Chao during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.