Ming Tat Ku
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Tat Ku (顧明達), a licensed Responsible Officer with CE reference BTC306. Currently licensed at 2 firm(s): Yuen Meta (International) Securities Limited, Leo Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 3.7 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yuen Meta (International) Securities Limited 元宇宙(國際)證券有限公司 |
RO | Type 1 - Dealing in securities | 2026-04-09 | present |
| Leo Asset Management Limited 麗奧資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2025-07-14 | present |
| Leo Asset Management Limited 麗奧資產管理有限公司 |
Rep | Type 9 - Asset management | 2025-07-14 | present |
| Yuen Meta (International) Securities Limited 元宇宙(國際)證券有限公司 |
Rep | Type 1 - Dealing in securities | 2025-07-14 | 2026-04-09 |
| Livermore Holdings Limited 利弗莫爾證券有限公司 |
Rep | Type 4 - Advising on securities | 2025-04-09 | 2025-06-30 |
| Livermore Family Office Services Limited 利弗莫爾證券家族財富管理有限公司 |
Rep | Type 9 - Asset management | 2024-02-01 | 2025-06-30 |
| Livermore Holdings Limited 利弗莫爾證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-11-24 | 2025-06-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ming Tat Ku during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.