Ruolin Liu
劉若琳
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ruolin Liu (劉若琳), a licensed Representative with CE reference BTB459. Currently licensed at 1 firm(s): Merrill Lynch (Asia Pacific) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 4.0 years of SFC licence history. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2026-09-07 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2026-09-07 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2026-09-07 | present |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-10-13 | 2026-08-14 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 1 - Dealing in securities | 2022-10-13 | 2026-08-14 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 4 - Advising on securities | 2022-10-13 | 2026-08-14 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2022-10-13 | 2026-08-14 |