Nok Yiu Chan
陳諾瑤
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Nok Yiu Chan (陳諾瑤), a licensed former licensee with CE reference BSW300. This person has 4.0 years of SFC licence history. Total licence records on file: 4.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 - Advising on securities | 2025-09-10 | 2026-08-01 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2022-08-10 | 2026-08-01 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-08-10 | 2026-08-01 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 - Asset management | 2022-08-10 | 2026-08-01 |