Kwok Chuen Chan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Chuen Chan (陳國川), a licensed Responsible Officer with CE reference BRS408. Currently licensed at 2 firm(s): Sunfund Securities Limited, Sunfund Fund Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 4.7 years of SFC licence history. Total licence records on file: 14.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sunfund Securities Limited 東皓證券有限公司 |
RO | Type 1 - Dealing in securities | 2026-07-31 | present |
| Sunfund Securities Limited 東皓證券有限公司 |
RO | Type 4 - Advising on securities | 2026-07-31 | present |
| Sunfund Fund Management Limited 東皓基金管理有限公司 |
RO | Type 9 - Asset management | 2026-01-15 | present |
| Sunfund Securities Limited 東皓證券有限公司 |
Rep | Type 1 - Dealing in securities | 2026-01-15 | 2026-07-31 |
| Sunfund Securities Limited 東皓證券有限公司 |
Rep | Type 4 - Advising on securities | 2026-01-15 | 2026-07-31 |
| Guolian Securities International Asset Management Co., Limited 國聯證券國際資產管理有限公司 |
RO | Type 9 - Asset management | 2024-12-20 | 2025-12-31 |
| Guolian Securities International Capital Co., Limited 國聯證券國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2022-04-29 | 2025-12-31 |
| Guolian Securities International Capital Co., Limited 國聯證券國際金融有限公司 |
Rep | Type 4 - Advising on securities | 2022-04-29 | 2025-12-31 |
| Guolian Securities International Asset Management Co., Limited 國聯證券國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-04-29 | 2024-12-20 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 1 - Dealing in securities | 2022-03-30 | 2022-04-08 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 4 - Advising on securities | 2022-03-30 | 2022-04-08 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 9 - Asset management | 2022-03-30 | 2022-04-08 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2021-10-08 | 2022-03-11 |
| Arta Asset Management Limited 裕承資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-10-08 | 2022-03-11 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kwok Chuen Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.