Liuxiao Li
李柳晓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Liuxiao Li (李柳晓), a licensed Representative with CE reference BRG676. Currently licensed at 1 firm(s): BOCOM International Securities Limited. Active regulated activities: Type 4 - Advising on securities. This person has 5.1 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2022-05-30 | present |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2021-06-08 | 2022-04-21 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-06-08 | 2022-04-21 |
| Guosen Securities (HK) Asset Management Company Limited 國信證券(香港)資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-06-08 | 2022-04-21 |
Worked alongside
The 16 closest colleagues, strongest tie first — individuals licensed at the same firm as Liuxiao Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.