Diao Zhou
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Diao Zhou (周琱), a licensed Representative with CE reference BQN680. Currently licensed at 2 firm(s): Pulun International Securities Limited, Pulun International Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 3.5 years of SFC licence history. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Pulun International Securities Limited 普倫國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2026-10-21 | present |
| Pulun International Securities Limited 普倫國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2026-10-21 | present |
| Pulun International Asset Management Limited 普倫國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2026-10-21 | present |
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2025-02-24 | 2026-05-16 |
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2025-02-24 | 2026-05-16 |
| OCI Asset Management Company Limited 東建資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2021-09-09 | 2023-04-12 |
| OCI Asset Management Company Limited 東建資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2021-01-19 | 2023-04-12 |
| OCI Asset Management Company Limited 東建資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-01-19 | 2023-04-12 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Diao Zhou during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.