Xinyi Zhu
朱心怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xinyi Zhu (朱心怡), a licensed Representative with CE reference BQN657. Currently licensed at 1 firm(s): Goldman Sachs (Asia) L.L.C.. Active regulated activities: Type 1 - Dealing in securities; Type 6 - Advising on corporate finance. This person has 4.3 years of SFC licence history. Total licence records on file: 8.
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2026-07-17 | present |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 - Advising on corporate finance | 2026-07-17 | present |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2021-02-08 | 2025-04-07 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2021-02-08 | 2024-03-04 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 - Advising on securities | 2021-02-08 | 2025-04-07 |
| Merrill Lynch Far East Limited | Rep | Type 4 - Advising on securities | 2021-02-08 | 2024-03-04 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 - Advising on corporate finance | 2021-02-08 | 2025-04-07 |
| Merrill Lynch Far East Limited | Rep | Type 6 - Advising on corporate finance | 2021-02-08 | 2024-03-04 |