Shuk Yan Wong

黃淑欣
CE No. BQE113 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shuk Yan Wong (黃淑欣), a licensed Representative with CE reference BQE113. Currently licensed at 1 firm(s): RAM Investment Advisors Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 6.1 years of SFC licence history. Total licence records on file: 5.

Licence history

FirmRoleRegulated activityFromTo
RAM Investment Advisors Limited
譽信投資管理有限公司
Rep Type 9 - Asset management 2026-11-12 present
RAM Investment Advisors Limited
譽信投資管理有限公司
Rep Type 1 - Dealing in securities 2023-04-24 present
RAM Investment Advisors Limited
譽信投資管理有限公司
Rep Type 4 - Advising on securities 2023-04-24 present
UOB Kay Hian (Hong Kong) Limited
大華繼顯(香港)有限公司
Rep Type 1 - Dealing in securities 2020-09-25 2023-03-31
UOB Kay Hian Futures (Hong Kong) Limited
大華繼顯期貨(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2020-09-25 2023-03-31

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