Charline Florence Schmitz
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Charline Florence Schmitz, a licensed former licensee with CE reference BPX545. This person has 3.3 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2020-07-27 | 2023-11-24 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2020-07-27 | 2023-11-24 |
| UBS Securities Asia Limited | Rep | Type 2 - Dealing in futures contracts | 2020-07-27 | 2023-11-24 |
| UBS Securities Hong Kong Limited | Rep | Type 2 - Dealing in futures contracts | 2020-07-27 | 2023-11-24 |