Tianyi Shi
施天怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tianyi Shi (施天怡), a licensed former licensee with CE reference BPV473. This person has 5.9 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2020-07-10 | 2026-05-29 |
| UBS Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2020-07-10 | 2026-05-29 |
| UBS Securities Hong Kong Limited | Rep | Type 7 - Providing automated trading services | 2020-07-10 | 2026-05-29 |