Kathy Ka Yuet Chow
周家越
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kathy Ka Yuet Chow (周家越), a licensed former licensee with CE reference BOR403. This person has 4.6 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LIM Advisors Limited | Rep | Type 9 - Asset management | 2023-04-28 | 2024-07-25 |
| Interactive Brokers Hong Kong Limited 盈透證券香港有限公司 |
Rep | Type 1 - Dealing in securities | 2023-01-10 | 2023-02-02 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 1 - Dealing in securities | 2019-08-06 | 2022-11-10 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
Rep | Type 4 - Advising on securities | 2019-08-06 | 2022-11-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kathy Ka Yuet Chow during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.