Suk Yan Chow
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Suk Yan Chow (周淑恩), a licensed Representative with CE reference BOO197. Currently licensed at 1 firm(s): XinXi Asset Management (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 4.7 years of SFC licence history. Total licence records on file: 11.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| XinXi Asset Management (Hong Kong) Limited 心系資產管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2026-05-29 | present |
| XinXi Asset Management (Hong Kong) Limited 心系資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2026-05-29 | present |
| XinXi Asset Management (Hong Kong) Limited 心系資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2026-05-29 | present |
| WRise Wealth Management (Hong Kong) Limited 昇世資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2023-06-06 | 2026-04-01 |
| WRise Wealth Management (Hong Kong) Limited 昇世資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2023-06-06 | 2026-04-01 |
| WRise Wealth Management (Hong Kong) Limited 昇世資產管理有限公司 |
Rep | Type 9 - Asset management | 2023-06-06 | 2026-04-01 |
| Safari Asia Limited 十八里亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2022-06-29 | 2023-04-24 |
| Safari Asia Limited 十八里亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2022-06-29 | 2023-04-24 |
| Safari Asia Limited 十八里亞洲有限公司 |
Rep | Type 9 - Asset management | 2022-06-29 | 2023-04-24 |
| Innovest Securities Investment Limited 粵創證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2019-08-14 | 2020-06-26 |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-08-14 | 2020-06-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Suk Yan Chow during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.