Xinyi Li

李欣怡
CE No. BOH485 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xinyi Li (李欣怡), a licensed former licensee with CE reference BOH485. This person has 4.7 years of SFC licence history. Total licence records on file: 10.

Information

LinkedIn:
Email:

Licence history

FirmRoleRegulated activityFromTo
China International Capital Corporation Hong Kong Securities Limited
中國國際金融香港證券有限公司
Rep Type 4 - Advising on securities 2021-12-08 2024-05-08
China International Capital Corporation Hong Kong Securities Limited
中國國際金融香港證券有限公司
Rep Type 1 - Dealing in securities 2021-11-15 2024-05-08
China International Capital Corporation Hong Kong Futures Limited
中國國際金融香港期貨有限公司
Rep Type 2 - Dealing in futures contracts 2021-11-15 2024-05-08
Shenwan Hongyuan Securities (H.K.) Limited
申萬宏源證券(香港)有限公司
Rep Type 1 - Dealing in securities 2019-09-24 2021-10-12
Shenwan Hongyuan Futures (H.K.) Limited
申萬宏源期貨(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2019-09-24 2021-10-12
Lion International Securities Group Limited
獅子國際證券集團有限公司
Rep Type 1 - Dealing in securities 2019-06-17 2019-08-23
Lion Futures Limited
獅子期貨有限公司
Rep Type 2 - Dealing in futures contracts 2019-06-17 2019-08-23
Silver Leaf Asset Management Limited
銀葉資產管理有限公司
Rep Type 4 - Advising on securities 2019-06-17 2019-08-23
Lion Futures Limited
獅子期貨有限公司
Rep Type 5 - Advising on futures contracts 2019-06-17 2019-08-23
Silver Leaf Asset Management Limited
銀葉資產管理有限公司
Rep Type 9 - Asset management 2019-06-17 2019-08-23

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xinyi Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.

NameShared firmOverlap
Xingye Xu China International Capital Corporation Hong Kong Futures Limited 2021–2024
Wan Man Hung China International Capital Corporation Hong Kong Futures Limited 2021–2024
Yunang Xie China International Capital Corporation Hong Kong Futures Limited 2021–2024
Chi Keung Au Yeung China International Capital Corporation Hong Kong Futures Limited 2021–2024
Lulu Wu China International Capital Corporation Hong Kong Futures Limited 2021–2024
Minggang Xu China International Capital Corporation Hong Kong Futures Limited 2021–2024
Man Lok Chan China International Capital Corporation Hong Kong Futures Limited 2021–2024
Luke Fowler China International Capital Corporation Hong Kong Futures Limited 2021–2024
Xin Hao China International Capital Corporation Hong Kong Futures Limited 2021–2024
Pong Wong Lau China International Capital Corporation Hong Kong Futures Limited 2021–2024
Yu Wen Liu China International Capital Corporation Hong Kong Futures Limited 2021–2024
Hin Lun Tang China International Capital Corporation Hong Kong Futures Limited 2021–2024
Eddie Khang Thach Trinh China International Capital Corporation Hong Kong Futures Limited 2021–2024
Chi Man Wong China International Capital Corporation Hong Kong Futures Limited 2021–2024
Yi Wu China International Capital Corporation Hong Kong Futures Limited 2021–2024
Chun Kit Yim China International Capital Corporation Hong Kong Futures Limited 2021–2024
Cho Ming Jeremy Yu China International Capital Corporation Hong Kong Futures Limited 2021–2024
Mengyi Zhang China International Capital Corporation Hong Kong Futures Limited 2021–2024
Yong Qiao China International Capital Corporation Hong Kong Futures Limited 2021–2024
Yuting Wu China International Capital Corporation Hong Kong Futures Limited 2021–2024

Related