Xinyi Li

李欣怡
CE No. BOH485 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xinyi Li (李欣怡), a licensed former licensee with CE reference BOH485. This person has 4.7 years of SFC licence history. Total licence records on file: 10.

Licence history

FirmRoleRegulated activityFromTo
China International Capital Corporation Hong Kong Securities Limited
中國國際金融香港證券有限公司
Rep Type 4 - Advising on securities 2021-12-08 2024-05-08
China International Capital Corporation Hong Kong Securities Limited
中國國際金融香港證券有限公司
Rep Type 1 - Dealing in securities 2021-11-15 2024-05-08
China International Capital Corporation Hong Kong Futures Limited
中國國際金融香港期貨有限公司
Rep Type 2 - Dealing in futures contracts 2021-11-15 2024-05-08
Shenwan Hongyuan Securities (H.K.) Limited
申萬宏源證券(香港)有限公司
Rep Type 1 - Dealing in securities 2019-09-24 2021-10-12
Shenwan Hongyuan Futures (H.K.) Limited
申萬宏源期貨(香港)有限公司
Rep Type 2 - Dealing in futures contracts 2019-09-24 2021-10-12
Lion International Securities Group Limited
獅子國際證券集團有限公司
Rep Type 1 - Dealing in securities 2019-06-17 2019-08-23
Lion Futures Limited
獅子期貨有限公司
Rep Type 2 - Dealing in futures contracts 2019-06-17 2019-08-23
Silver Leaf Asset Management Limited
銀葉資產管理有限公司
Rep Type 4 - Advising on securities 2019-06-17 2019-08-23
Lion Futures Limited
獅子期貨有限公司
Rep Type 5 - Advising on futures contracts 2019-06-17 2019-08-23
Silver Leaf Asset Management Limited
銀葉資產管理有限公司
Rep Type 9 - Asset management 2019-06-17 2019-08-23

Worked alongside

The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xinyi Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.

NameShared firmOverlap
Freddie Wai Kuen Kwan Shenwan Hongyuan Futures (H.K.) Limited 2019–2021
Marvin Wai Yuen Pang Shenwan Hongyuan Futures (H.K.) Limited 2019–2021
Wai Sing Wong Shenwan Hongyuan Futures (H.K.) Limited 2019–2021
Cecil Chan Shenwan Hongyuan Futures (H.K.) Limited 2019–2021
King Fong Mok Shenwan Hongyuan Futures (H.K.) Limited 2019–2021
Man Ho Yiu Shenwan Hongyuan Futures (H.K.) Limited 2019–2021
Changrun Han Shenwan Hongyuan Futures (H.K.) Limited 2019–2021
Pui Shan Chow Shenwan Hongyuan Futures (H.K.) Limited 2019–2021
King Wai Lai Shenwan Hongyuan Futures (H.K.) Limited 2019–2021
Mingrui Xia Shenwan Hongyuan Futures (H.K.) Limited 2019–2021
Kui Hung Chan Shenwan Hongyuan Futures (H.K.) Limited 2019–2021
Sau Mei Chan Shenwan Hongyuan Futures (H.K.) Limited 2019–2021
Suk Ching Chan Shenwan Hongyuan Futures (H.K.) Limited 2019–2021
Benny Wing Leong Chan Shenwan Hongyuan Futures (H.K.) Limited 2019–2021
Ching On Thomas Chau Shenwan Hongyuan Futures (H.K.) Limited 2019–2021
Thomas Hin Man Cheung Shenwan Hongyuan Futures (H.K.) Limited 2019–2021
Kin Hang Cheung Shenwan Hongyuan Futures (H.K.) Limited 2019–2021
Man Sang Cheung Shenwan Hongyuan Futures (H.K.) Limited 2019–2021
Yin Chong Chin Shenwan Hongyuan Futures (H.K.) Limited 2019–2021
Wan Ching Shenwan Hongyuan Futures (H.K.) Limited 2019–2021

Related