Chun On John Lee
李進安
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun On John Lee (李進安), a licensed former licensee with CE reference BNU213. This person has 5.3 years of SFC licence history. Total licence records on file: 12.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Glory Sun Securities Limited 寶新證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-01-11 | 2024-09-26 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2022-09-21 | 2023-12-11 |
| New Region Securities Company Limited 恒盛證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-09-16 | 2022-08-31 |
| New Region Securities Company Limited 恒盛證券有限公司 |
Rep | Type 9 - Asset management | 2021-09-16 | 2022-08-31 |
| One Heritage Capital Management Limited 太一資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-11-06 | 2021-06-30 |
| One Heritage Capital Management Limited 太一資本管理有限公司 |
Rep | Type 9 - Asset management | 2020-11-06 | 2021-06-30 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-10-04 | 2020-09-02 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2019-08-13 | 2020-09-02 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-08-13 | 2020-09-02 |
| Topaz Financial Group Limited 瑭明金融集團有限公司 |
Rep | Type 1 - Dealing in securities | 2018-11-14 | 2019-07-19 |
| Topaz Financial Group Limited 瑭明金融集團有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-11-14 | 2019-07-19 |
| Topaz Capital Management Limited 瑭明資本管理有限公司 |
Rep | Type 9 - Asset management | 2018-11-14 | 2019-07-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chun On John Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.