Wai Yee Lum
林慧儀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Yee Lum (林慧儀), a licensed Representative with CE reference BNS710. Currently licensed at 1 firm(s): Winner Zone Asset Management Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 4.8 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Winner Zone Asset Management Limited 鴻鵠資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2025-11-25 | present |
| Winner Zone Asset Management Limited 鴻鵠資產管理有限公司 |
Rep | Type 9 - Asset management | 2025-11-25 | present |
| Grand China Securities Limited 華業證券有限公司 |
Rep | Type 1 - Dealing in securities | 2018-12-20 | 2023-01-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Yee Lum during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.