Ziyou Shang
尚子又
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ziyou Shang (尚子又), a licensed former licensee with CE reference BNS040. This person has 7.5 years of SFC licence history. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Futures International Company Limited 中信期貨國際有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2022-10-19 | 2026-07-12 |
| CITIC CFI Securities Company Limited 中信信期國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2022-05-27 | 2026-07-12 |
| CITIC CFI Securities Company Limited 中信信期國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2022-05-27 | 2026-07-12 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-07-02 | 2022-03-20 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2021-07-02 | 2022-03-20 |
| CES Commodities (HK) Limited 光證期貨（香港）有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-07-02 | 2022-03-20 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-07-02 | 2022-03-20 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2021-07-02 | 2022-03-20 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-03-29 | 2021-06-16 |
| Guoyuan Securities Brokerage (Hong Kong) Limited 國元証券經紀(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-10-24 | 2021-06-16 |
| Guoyuan Futures (Hong Kong) Limited 國元期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2018-10-24 | 2021-06-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ziyou Shang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.