Yanxu Wang
王延旭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yanxu Wang (王延旭), a licensed former licensee with CE reference BNO691. This person has 5.8 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guolian Securities International Capital Co., Limited 國聯證券國際金融有限公司 |
Rep | Type 1 - Dealing in securities | 2023-12-06 | 2026-02-11 |
| Guolian Securities International Capital Co., Limited 國聯證券國際金融有限公司 |
Rep | Type 4 - Advising on securities | 2023-12-06 | 2026-02-11 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-04-01 | 2023-01-10 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2022-04-01 | 2023-01-10 |
| Guotai Junan Fund Management Limited 國泰君安基金管理有限公司 |
Rep | Type 9 - Asset management | 2021-08-04 | 2023-01-10 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2018-09-24 | 2020-11-30 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-09-24 | 2020-11-30 |
| CCB International Asset Management Limited 建銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-09-24 | 2020-11-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yanxu Wang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.