Gen Li
李根
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Gen Li (李根), a licensed former licensee with CE reference BNJ096. This person has 4.2 years of SFC licence history. Total licence records on file: 7.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HTF Securities Limited 瑞豐國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-12-31 | 2022-10-31 |
| HTF Securities Limited 瑞豐國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-12-31 | 2022-10-31 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-04-17 | 2019-12-05 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-08-10 | 2019-12-05 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 - Dealing in securities | 2018-08-10 | 2019-12-05 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-08-10 | 2019-12-05 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2018-08-10 | 2019-12-05 |
Worked alongside
The 10 closest colleagues, strongest tie first — individuals licensed at the same firm as Gen Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Sheung Yuk Chiu | HTF Securities Limited | 2019–2022 |
| Yu Cao | HTF Securities Limited | 2019–2022 |
| Parish Cheung Ki Wong | HTF Securities Limited | 2020–2022 |
| Chun Kit Hung | HTF Securities Limited | 2020–2022 |
| Tinghui Li | HTF Securities Limited | 2019–2022 |
| Hui Feng | HTF Securities Limited | 2020–2022 |
| Chi Hang Yeung | HTF Securities Limited | 2021–2022 |
| Pengbiao Xu | HTF Securities Limited | 2020–2021 |
| Oscar Ching Fan Chan | HTF Securities Limited | 2019–2020 |
| Mingyue Hu | HTF Securities Limited | 2021 |