Xiaoxuan Dong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoxuan Dong (董小玄), a licensed Representative with CE reference BMY834. Currently licensed at 1 firm(s): Wells Fargo Securities Asia Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 6.6 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | Rep | Type 1 - Dealing in securities | 2026-06-25 | present |
| Wells Fargo Securities Asia Limited | Rep | Type 4 - Advising on securities | 2026-06-25 | present |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2023-06-12 | 2026-05-04 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2023-06-12 | 2026-05-04 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-09-02 | 2022-01-11 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-08-02 | 2022-01-11 |
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2018-05-30 | 2019-07-19 |
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2018-05-30 | 2019-07-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaoxuan Dong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.