Julien David Edgar Grunebaum
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Julien David Edgar Grunebaum, a licensed former licensee with CE reference BMK915. This person has 8.1 years of SFC licence history. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2026-04-14 | 2026-06-26 |
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2026-04-14 | 2026-06-26 |
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2026-04-14 | 2026-06-26 |
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2021-09-01 | 2026-04-14 |
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2021-04-19 | 2026-04-14 |
| Raffles Assets Management (HK) Co. Limited 萬方資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-04-09 | 2026-04-14 |
| Leonteq Securities (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2018-03-12 | 2021-02-05 |
| Leonteq Securities (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2018-03-12 | 2021-02-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Julien David Edgar Grunebaum during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.