Wujiuyi Yan
閻伍玖懿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wujiuyi Yan (閻伍玖懿), a licensed former licensee with CE reference BLZ741. This person has 6.9 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2025-09-26 | 2025-11-21 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2025-09-26 | 2025-11-21 |
| Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 |
Rep | Type 9 - Asset management | 2025-09-26 | 2025-11-21 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2023-08-24 | 2025-08-28 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2023-08-24 | 2025-08-28 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 9 - Asset management | 2023-08-24 | 2025-08-28 |
| CEB International Asset Management Corporation Limited 光銀國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2022-02-16 | 2023-07-23 |
| CEB International Asset Management Corporation Limited 光銀國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2022-02-16 | 2023-07-23 |
| CEB International Asset Management Corporation Limited 光銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2022-02-16 | 2023-07-23 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2019-06-06 | 2022-01-21 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-06-06 | 2022-01-21 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-06-06 | 2022-01-21 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2018-01-16 | 2018-09-28 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-01-16 | 2018-09-28 |
| BOCOM International Asset Management Limited 交銀國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-01-16 | 2018-09-28 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wujiuyi Yan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.