Yao Liu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yao Liu (劉堯), a licensed Responsible Officer with CE reference BLU642. Currently licensed at 2 firm(s): SDHG International Asset Management Limited, SDHG International Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 4.1 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SDHG International Asset Management Limited 山高國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2022-07-06 | present |
| SDHG International Asset Management Limited 山高國際資產管理有限公司 |
RO | Type 9 - Asset management | 2022-07-06 | present |
| SDHG International Securities Limited 山高國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2022-05-06 | present |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yao Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.