Xiaoying Liu
劉曉穎
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoying Liu (劉曉穎), a licensed former licensee with CE reference BLR337. This person has 6.5 years of SFC licence history. Total licence records on file: 11.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China International Capital Corporation Hong Kong Asset Management Limited 中國國際金融香港資產管理有限公司 |
Rep | Type 9 - Asset management | 2021-10-20 | 2024-12-23 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-06-11 | 2024-12-23 |
| China International Capital Corporation Hong Kong Futures Limited 中國國際金融香港期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-06-11 | 2024-12-23 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-06-11 | 2024-12-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 - Dealing in securities | 2018-11-13 | 2021-02-25 |
| Merrill Lynch Far East Limited | Rep | Type 2 - Dealing in futures contracts | 2018-08-16 | 2021-02-25 |
| Merrill Lynch Far East Limited | Rep | Type 7 - Providing automated trading services | 2018-08-16 | 2018-11-01 |
| Merrill Lynch Far East Limited | Rep | Type 1 - Dealing in securities | 2018-08-10 | 2021-02-25 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 1 - Dealing in securities | 2017-12-05 | 2018-05-21 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 4 - Advising on securities | 2017-12-05 | 2018-05-21 |
| BlackRock Asset Management North Asia Limited 貝萊德資產管理北亞有限公司 |
Rep | Type 9 - Asset management | 2017-12-05 | 2018-05-21 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaoying Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.