Mason Ming Sum Lee
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mason Ming Sum Lee (李銘深), a licensed Representative with CE reference BLI900. Currently licensed at 1 firm(s): LCA Solutions Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 8.0 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LCA Solutions Limited | Rep | Type 1 - Dealing in securities | 2021-11-01 | present |
| LCA Solutions Limited | Rep | Type 4 - Advising on securities | 2021-11-01 | present |
| LCA Solutions Limited | Rep | Type 9 - Asset management | 2021-11-01 | present |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2020-03-04 | 2021-03-18 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-03-04 | 2021-03-18 |
| Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2020-03-04 | 2021-03-18 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2018-01-22 | 2020-01-31 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-30 | 2020-01-31 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-10-30 | 2020-01-31 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | 2017-10-30 | 2020-01-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Mason Ming Sum Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.