Yichen Yan
鄢一琛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yichen Yan (鄢一琛), a licensed former licensee with CE reference BKY607. This person has 5.4 years of SFC licence history. Total licence records on file: 5.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-05-06 | 2025-10-07 |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2022-05-06 | 2025-10-07 |
| EFG Asset Management (HK) Limited 瑞士盈豐資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2022-05-06 | 2025-10-07 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2019-12-10 | 2020-03-31 |
| Moody's Investors Service Hong Kong Limited | Rep | Type 10 - Providing credit rating services | 2017-10-30 | 2019-07-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yichen Yan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.