Sebastian John Leotta
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sebastian John Leotta, a licensed former licensee with CE reference BKP941. This person has 5.3 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BC Asia Asset Management Limited | RO | Type 4 - Advising on securities | 2022-08-09 | 2023-05-31 |
| BC Asia Asset Management Limited | RO | Type 1 - Dealing in securities | 2021-06-30 | 2022-09-20 |
| BC Asia Asset Management Limited | RO | Type 9 - Asset management | 2021-06-30 | 2023-05-31 |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-08-23 | 2021-01-15 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-09-04 | 2021-01-15 |
| CITIC CLSA Capital Partners HK Limited 中信證券國際資本(香港)有限公司 |
Rep | Type 9 - Asset management | 2017-09-04 | 2021-01-15 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Sebastian John Leotta during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.