Alex Chiu Lam Lo
勞昭霖
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alex Chiu Lam Lo (勞昭霖), a licensed former licensee with CE reference BKN521. This person has 2.0 years of SFC licence history. Total licence records on file: 6.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2018-04-17 | 2019-08-12 |
| Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-04-17 | 2019-08-12 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-01-23 | 2018-04-08 |
| XinKong International Capital Limited 信控國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-21 | 2018-04-08 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-08-21 | 2018-04-08 |
| XinKong International Capital Limited 信控國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-08-21 | 2018-04-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Alex Chiu Lam Lo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.