Yang Yu
郁泱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang Yu (郁泱), a licensed Responsible Officer with CE reference BKB919. Currently licensed at 1 firm(s): GF Securities (Hong Kong) Brokerage Limited. Active regulated activities: Type 1 - Dealing in securities. This person has 8.6 years of SFC licence history. Total licence records on file: 8.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
RO | Type 1 - Dealing in securities | 2022-12-09 | present |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2022-09-27 | 2022-12-09 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2021-02-19 | 2022-05-31 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2021-02-19 | 2022-05-31 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
RO | Type 9 - Asset management | 2021-02-19 | 2022-05-31 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-10-06 | 2021-02-19 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2017-07-25 | 2021-02-19 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-07-25 | 2021-02-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yang Yu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.