Peng Shangguan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Peng Shangguan (上官鵬), a licensed Responsible Officer with CE reference BLU747. Currently licensed at 1 firm(s): GF International Investment Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 8.9 years of SFC licence history. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2018-08-30 | present |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2018-08-30 | present |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
RO | Type 9 - Asset management | 2018-08-30 | present |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2017-12-27 | 2018-08-30 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-12-27 | 2018-08-30 |
| GF International Investment Management Limited 廣發國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-12-27 | 2018-08-30 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Peng Shangguan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.