Pengfei Zhao

趙鵬飛
CE No. BKA562 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pengfei Zhao (趙鵬飛), a licensed former licensee with CE reference BKA562. This person has 2.4 years of SFC licence history. Total licence records on file: 7.

Licence history

FirmRoleRegulated activityFromTo
Vision Capital Investment Management Limited
遠信資本投資管理有限公司
Rep Type 1 - Dealing in securities 2018-04-17 2020-06-30
Vision Capital Investment Management Limited
遠信資本投資管理有限公司
Rep Type 4 - Advising on securities 2018-04-17 2020-06-30
Vision Capital Investment Management Limited
遠信資本投資管理有限公司
Rep Type 9 - Asset management 2018-04-17 2020-06-30
Goldman Sachs (Asia) Securities Limited
高盛(亞洲)證券有限公司
Rep Type 7 - Providing automated trading services 2017-08-09 2017-10-11
Goldman Sachs (Asia) L.L.C.
高盛(亞洲)有限責任公司
Rep Type 1 - Dealing in securities 2017-07-17 2017-10-11
Goldman Sachs (Asia) Securities Limited
高盛(亞洲)證券有限公司
Rep Type 1 - Dealing in securities 2017-07-17 2017-10-11
Goldman Sachs (Asia) Securities Limited
高盛(亞洲)證券有限公司
Rep Type 2 - Dealing in futures contracts 2017-07-17 2017-10-11

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