James Shannon
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Shannon, a licensed Responsible Officer with CE reference BKA517. Currently licensed at 1 firm(s): Indus Capital Advisors (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities; Type 9 - Asset management. This person has 6.3 years of SFC licence history. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Indus Capital Advisors (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2020-07-17 | present |
| Indus Capital Advisors (Hong Kong) Limited | RO | Type 2 - Dealing in futures contracts | 2020-07-17 | present |
| Indus Capital Advisors (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2020-07-17 | present |
| Indus Capital Advisors (Hong Kong) Limited | RO | Type 9 - Asset management | 2020-07-17 | present |
Worked alongside
The 14 closest colleagues, strongest tie first — individuals licensed at the same firm as James Shannon during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.
| Name | Shared firm | Overlap |
|---|---|---|
| Daisuke Fujisaki | Indus Capital Advisors (Hong Kong) Limited | 2020–present |
| Yalin Mo | Indus Capital Advisors (Hong Kong) Limited | 2020–present |
| Chia-Tseng Yin | Indus Capital Advisors (Hong Kong) Limited | 2020–present |
| John Craig Mulhern | Indus Capital Advisors (Hong Kong) Limited | 2020–2025 |
| Karthik Chellappa | Indus Capital Advisors (Hong Kong) Limited | 2023–present |
| Runan Yuan | Indus Capital Advisors (Hong Kong) Limited | 2024–present |
| Eric Lee | Indus Capital Advisors (Hong Kong) Limited | 2021–2023 |
| Jimmie Bruce Newton | Indus Capital Advisors (Hong Kong) Limited | 2023–2026 |
| Feng Yuan | Indus Capital Advisors (Hong Kong) Limited | 2020–2023 |
| Binghui Hong | Indus Capital Advisors (Hong Kong) Limited | 2025–present |
| Ke Wang | Indus Capital Advisors (Hong Kong) Limited | 2026–present |
| Kar Bo Angel Ng | Indus Capital Advisors (Hong Kong) Limited | 2025–present |
| Siddharth Velakacharla | Indus Capital Advisors (Hong Kong) Limited | 2020–2021 |
| Prasoon Agrawal | Indus Capital Advisors (Hong Kong) Limited | 2020 |