Yang Du
杜洋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yang Du (杜洋), a licensed former licensee with CE reference BKA417. This person has 2.2 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2019-07-17 | 2019-10-31 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-07-17 | 2019-10-31 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-07-17 | 2019-10-31 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-04-17 | 2019-07-03 |
| China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2017-08-16 | 2019-07-03 |
| China Securities (International) Asset Management Company Limited 中信建投(國際)資產管理有限公司 |
Rep | Type 9 - Asset management | 2017-08-16 | 2019-07-03 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yang Du during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.