Mingkai Wang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mingkai Wang (王明愷), a licensed Responsible Officer with CE reference BJN945. Currently licensed at 2 firm(s): BOCOM International Securities Limited, BOCOM International (Asia) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 6 - Advising on corporate finance. This person has 8.7 years of SFC licence history. Total licence records on file: 13.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCOM International Securities Limited 交銀國際證券有限公司 |
RO | Type 1 - Dealing in securities | 2026-04-22 | present |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
RO | Type 4 - Advising on securities | 2026-04-22 | present |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
RO | Type 6 - Advising on corporate finance | 2026-04-22 | present |
| BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2026-01-07 | 2026-04-22 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2025-12-19 | 2026-04-22 |
| BOCOM International Securities Limited 交銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2025-12-19 | 2026-04-22 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2025-10-09 | 2025-11-18 |
| Shanggu Asset Management (Asia) Limited 上古亞洲資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2025-10-09 | 2025-11-18 |
| Cinda International Capital Limited 信達國際融資有限公司 |
RO | Type 1 - Dealing in securities | 2018-02-26 | 2025-04-28 |
| Cinda International Capital Limited 信達國際融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2018-02-26 | 2025-04-28 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 1 - Dealing in securities | 2017-10-26 | 2018-02-26 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-09-01 | 2018-02-26 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-05-18 | 2017-10-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Mingkai Wang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.