Ya Pin Yu
于亞蘋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ya Pin Yu (于亞蘋), a licensed former licensee with CE reference BJJ522. This person has 3.3 years of SFC licence history. Total licence records on file: 7.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wisdom Asset Management Limited 滙智資產管理有限公司 |
Rep | Type 9 - Asset management | 2019-07-03 | 2020-08-31 |
| Wisdom Asset Management Limited 滙智資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2019-05-28 | 2020-08-31 |
| Wisdom Asset Management Limited 滙智資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-05-28 | 2020-08-31 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2017-04-07 | 2019-04-10 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-04-07 | 2019-04-10 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2017-04-07 | 2019-04-10 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 5 - Advising on futures contracts | 2017-04-07 | 2019-04-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ya Pin Yu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.