Xiao Chen
陳曉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiao Chen (陳曉), a licensed former licensee with CE reference BJI017. This person has 8.5 years of SFC licence history. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 1 - Dealing in securities | 2017-05-16 | 2025-10-29 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 4 - Advising on securities | 2017-05-16 | 2025-10-29 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 6 - Advising on corporate finance | 2017-05-16 | 2025-10-29 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
Rep | Type 9 - Asset management | 2017-05-16 | 2025-10-29 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiao Chen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.