Wenjiao Liu
劉文嬌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wenjiao Liu (劉文嬌), a licensed former licensee with CE reference BJE604. This person has 3.7 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 - Dealing in securities | 2020-09-07 | 2021-04-01 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-09-07 | 2021-04-01 |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-09-07 | 2021-04-01 |
| State Street Securities Hong Kong Limited | Rep | Type 1 - Dealing in securities | 2017-03-23 | 2020-05-04 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wenjiao Liu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.