Botao Zhan
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Botao Zhan, a licensed Responsible Officer with CE reference BJE192. Currently licensed at 1 firm(s): Guosen Securities (HK) Brokerage Company, Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 8.6 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
RO | Type 1 - Dealing in securities | 2025-05-07 | present |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
RO | Type 4 - Advising on securities | 2025-05-07 | present |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2024-11-11 | 2025-05-07 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 4 - Advising on securities | 2024-11-11 | 2025-05-07 |
| Lucky Guosheng Securities Limited 幸運國盛證券有限公司 |
RO | Type 1 - Dealing in securities | 2024-02-07 | 2024-08-31 |
| Lucky Guosheng Securities Limited 幸運國盛證券有限公司 |
RO | Type 4 - Advising on securities | 2024-02-07 | 2024-08-31 |
| Lucky Guosheng Securities Limited 幸運國盛證券有限公司 |
Rep | Type 1 - Dealing in securities | 2024-01-19 | 2024-02-07 |
| Lucky Guosheng Securities Limited 幸運國盛證券有限公司 |
Rep | Type 4 - Advising on securities | 2024-01-19 | 2024-02-07 |
| Lucky Guosheng Securities Limited 幸運國盛證券有限公司 |
Rep | Type 9 - Asset management | 2024-01-19 | 2024-08-31 |
| Goldbridge Securities Limited 金橋證券有限公司 |
RO | Type 1 - Dealing in securities | 2022-03-16 | 2023-10-31 |
| Goldbridge Securities Limited 金橋證券有限公司 |
RO | Type 4 - Advising on securities | 2022-03-16 | 2023-10-31 |
| Goldbridge Securities Limited 金橋證券有限公司 |
Rep | Type 1 - Dealing in securities | 2021-09-01 | 2022-03-16 |
| Goldbridge Securities Limited 金橋證券有限公司 |
Rep | Type 4 - Advising on securities | 2021-09-01 | 2022-03-16 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 1 - Dealing in securities | 2017-03-03 | 2021-03-19 |
| Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 |
Rep | Type 4 - Advising on securities | 2017-03-03 | 2021-03-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Botao Zhan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.