Xuan Luo
羅旋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xuan Luo (羅旋), a licensed former licensee with CE reference BIZ381. This person has 8.3 years of SFC licence history. Total licence records on file: 4.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2022-07-25 | 2025-07-31 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
RO | Type 1 - Dealing in securities | 2017-04-03 | 2025-07-31 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
RO | Type 4 - Advising on securities | 2017-04-03 | 2025-07-31 |
| CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司 |
RO | Type 9 - Asset management | 2017-04-03 | 2025-07-31 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xuan Luo during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.