Yeh Ling Chong
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yeh Ling Chong, a licensed former licensee with CE reference BIW328. This person has 9.7 years of SFC licence history. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2024-07-23 | 2026-08-31 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2024-07-23 | 2026-08-31 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2024-07-23 | 2026-08-31 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 9 - Asset management | 2024-07-23 | 2026-08-31 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2017-01-06 | 2024-07-23 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2017-01-06 | 2024-07-23 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2017-01-06 | 2024-07-23 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2017-01-06 | 2024-07-23 |