Ying Wai So
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ying Wai So (蘇英煒), a licensed Responsible Officer with CE reference BIN327. Currently licensed at 1 firm(s): GaoTeng Global Asset Management Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities; Type 9 - Asset management. This person has 9.1 years of SFC licence history. Total licence records on file: 18.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| GaoTeng Global Asset Management Limited 高騰國際資產管理有限公司 |
RO | Type 1 - Dealing in securities | 2025-03-06 | present |
| GaoTeng Global Asset Management Limited 高騰國際資產管理有限公司 |
RO | Type 4 - Advising on securities | 2025-03-06 | present |
| GaoTeng Global Asset Management Limited 高騰國際資產管理有限公司 |
RO | Type 9 - Asset management | 2025-03-06 | present |
| GaoTeng Global Asset Management Limited 高騰國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2025-01-13 | 2025-03-06 |
| GaoTeng Global Asset Management Limited 高騰國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2025-01-13 | 2025-03-06 |
| GaoTeng Global Asset Management Limited 高騰國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2025-01-13 | 2025-03-06 |
| OSL Asset Management Limited | RO | Type 1 - Dealing in securities | 2024-06-14 | 2024-11-15 |
| OSL Asset Management Limited | RO | Type 4 - Advising on securities | 2024-06-14 | 2024-11-15 |
| OSL Asset Management Limited | RO | Type 9 - Asset management | 2024-06-14 | 2024-11-15 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2022-07-05 | 2024-04-18 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2022-07-05 | 2024-04-18 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 9 - Asset management | 2022-07-05 | 2024-04-18 |
| Sinohope Asset Management (Hong Kong) Limited 新火資產管理（香港）有限公司 |
RO | Type 4 - Advising on securities | 2022-01-25 | 2022-06-15 |
| Sinohope Asset Management (Hong Kong) Limited 新火資產管理（香港）有限公司 |
RO | Type 9 - Asset management | 2022-01-25 | 2022-06-15 |
| Sinohope Asset Management (Hong Kong) Limited 新火資產管理（香港）有限公司 |
Rep | Type 4 - Advising on securities | 2021-12-15 | 2022-01-25 |
| Sinohope Asset Management (Hong Kong) Limited 新火資產管理（香港）有限公司 |
Rep | Type 9 - Asset management | 2021-12-15 | 2022-01-25 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2016-11-10 | 2021-08-20 |
| CSOP Asset Management Limited 南方東英資產管理有限公司 |
Rep | Type 9 - Asset management | 2016-11-10 | 2021-08-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ying Wai So during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.