Xiaomin Li
李笑旻
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaomin Li (李笑旻), a licensed former licensee with CE reference BIE107. This person has 4.5 years of SFC licence history. Total licence records on file: 5.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2019-06-19 | 2021-06-30 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-06-19 | 2021-06-30 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-06-19 | 2021-06-30 |
| Fosun International Securities Limited 復星國際證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2018-05-25 | 2019-05-09 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-09-09 | 2018-03-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xiaomin Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.