Ho Man Horace Yu
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Man Horace Yu (余浩文), a licensed Representative with CE reference BHY614. Currently licensed at 1 firm(s): KKR Capital Markets Asia II Limited. Active regulated activities: Type 1 - Dealing in securities; Type 4 - Advising on securities. This person has 9.7 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KKR Capital Markets Asia II Limited | Rep | Type 1 - Dealing in securities | 2024-06-28 | present |
| KKR Capital Markets Asia II Limited | Rep | Type 4 - Advising on securities | 2024-06-28 | present |
| KKR Capital Markets Asia Limited | Rep | Type 1 - Dealing in securities | 2024-06-14 | 2024-06-27 |
| KKR Capital Markets Asia Limited | Rep | Type 4 - Advising on securities | 2024-06-14 | 2024-06-27 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2016-12-19 | 2024-03-08 |
| UBS Securities Hong Kong Limited | Rep | Type 6 - Advising on corporate finance | 2016-08-10 | 2016-12-18 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ho Man Horace Yu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.